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How do private equity funds open accounts?
I. Significance of Opening an Account Investors open securities accounts and capital accounts. Individual investor: if I go in person, I will provide my ID card, the original securities account card and their copies; If it is an agent, it is also necessary to sign a power of attorney with the client at the same time, and provide the original and copy of the agent's ID card. The securities account is equivalent to the investor's securities passbook, which is used to record the types and quantities of securities held by investors. Any natural person or legal person who meets the statutory requirements can fill in the application form for securities account at the securities registration institution with valid documents, and can receive the securities account card after examination. Capital account is a special capital account opened by investors in securities companies, which is used to store the funds needed by investors to buy stocks and the proceeds from selling stocks. Investors who have opened securities accounts can hold securities accounts, bank passbooks and ID cards to open capital accounts in selected securities companies. Free stock account opening, banks that can handle tripartite depository are: Industrial and Commercial Bank of China, Bank of China, China Construction Bank, Agricultural Bank, Bank of Communications, China Merchants Bank, Shanghai Pudong Development Bank, China Guangfa Bank, Shenzhen Development Bank, Minsheng Bank, Industrial Bank, China Everbright Bank and Huaxia Bank. After understanding the risks, we should also pay attention to the fact that there is no guarantee for investors to open securities accounts and capital accounts. Not all foreign exchange companies can choose, and not all investments can be profitable. So it is very important to prepare or get started. It is very important for beginners to teach themselves. Second, the requirements for opening an account for private equity funds 1, and the requirements for customers require that customers should at least meet the following conditions: (1) Have full capacity for civil conduct; (2) Having its own funds or other property suitable for futures trading and being able to bear the risks of futures trading. (3) Having a fixed residence; (4) Comply with the relevant provisions of the state and industry. 2. Specific procedures for opening an account (1) The customer provides relevant documents and supporting materials. (2) Issuing risk disclosure and futures trading rules to customers, explaining the risks of futures trading and the basic rules of futures trading. On the basis of an accurate understanding of the risk disclosure and futures trading rules, customers should sign and seal the risk disclosure. (3) The futures brokerage institution signed a client entrustment contract with both clients, which clarified the rights and obligations of both parties and formally formed an entrustment relationship. (4) A futures brokerage institution shall provide customers with a special account for futures trading funds, which shall be separated from its own fund account. The customer must have a full deposit in the account before placing an order. Three. The qualification of private equity fund account opening customers must go through the account opening procedures in their true identities, and the account opening objects are divided into individual households and legal person households. When an individual opens an account, he must present the original ID card and provide a copy. When signing the contract, he must provide the corresponding residential address, contact information and other materials required by the exchange. When opening an account, a legal person shall present the original business license, tax registration certificate, organization code certificate, legal representative's ID card and its power of attorney, agent's ID card and other materials required by the Exchange. State-owned enterprises or enterprises with state-owned assets holding or leading positions also need to produce documents approved by the competent department or the board of directors to engage in futures trading. It is required to keep copies of the above certificates and documents. According to the relevant regulations, in any of the following circumstances, they may not become customers of futures companies: financial institutions, institutions and state organs, China Securities Regulatory Commission and its dispatched offices, futures exchanges, futures margin depository and monitoring institutions, and staff of futures industry associations; It is forbidden to enter the securities and futures markets; Units that fail to provide proof documents for account opening; A natural person without or with limited capacity for civil conduct; Soldiers, civil servants at or above the division level and other citizens who are not qualified to open an account according to laws cannot open an account for the employees of the company, their spouses and immediate family members; State-owned enterprises or enterprises with state-owned assets holding or leading position that cannot provide the approval documents signed by the legal representative; The entrusted account opening unit fails to provide authorization documents; Other circumstances stipulated by the China Securities Regulatory Commission.