1. Division of responsibilities among departments: The Ministry of Finance is the competent department of the CPA industry, and the the State Council Securities Regulatory Authority is responsible for supervising the entire securities market.
2. Comprehensive consideration of interest relationship: securities services other than investment consulting are involved, not only the interests and development needs of the CPA industry, but also the stable and healthy development of the entire financial market.
3. Strengthen information sharing and coordination: By requiring the two competent departments to jointly file, we can strengthen coordination in information sharing, risk prevention and control, and improve the supervision effect on relevant employees, institutions and market activities.