(1) Confirmation of the legitimacy of equity formation;
(2) There are no various proofs and appraisals of major illegal acts;
(3) Coordinate land-related examination and approval and transfer of state-owned shares.
When the CSRC examines, the provincial people's government also needs to issue an opinion on whether or not to approve the issuance of shares by listed companies.
Securities regulatory department
(1) China Securities Regulatory Commission: It mainly examines the application documents for initial public offerings of domestic stocks and supervises their listing activities.
(2) Local Securities Regulatory Bureau: the agency dispatched by China Securities Regulatory Commission, which is mainly responsible for counseling and accepting the listing of enterprises, issuing counseling and accepting documents, and cooperating with China Securities Regulatory Commission to verify the application information.
Departments involved in relevant examination and approval
(1) Local provincial governments: guide and coordinate the restructuring and listing of local enterprises, and issue documents approving the listing and stock issuance of local enterprises.
(2) Local Finance Office/Listing Office: coordinate local governments and their relevant functional departments, solve related problems encountered in the process of enterprise restructuring and listing, and promote enterprise restructuring and listing and smooth application of materials.
(3) the State Council SASAC: Reply on the establishment and management of state-owned shares of central enterprises.
(4) Local SASAC: Reply on the establishment and management of local state-owned shares.
(5) National Development and Reform Commission: Opinions on whether the investment projects with raised funds conform to the national industrial policies and investment management regulations.
(6) Local Development and Reform Commission: issue approval, examination and approval or filing documents for investment projects raised by listed companies.
(7) Ministry of Commerce: approval and confirmation documents of foreign capital merger and acquisition.
Departments involved in issuing legal certificates
(1) Industrial and commercial department: handle the annual inspection of the enterprise, change the business license, register the industry and commerce, and issue the legal compliance certificate.
(2) Tax authorities: issue tax payment certificates (tax payment certificates, tax registration certificates, etc.). ).
(3) Land department: coordinate and deal with all kinds of land and other property rights issues left over from history, handle land certificates, and issue certificates that land-related information does not constitute major violations of laws and regulations.
(4) Environmental protection department: issue a certificate on whether there are any major violations of laws and regulations in environmental protection, and submit an environmental impact assessment report on investment projects.
(5) Customs department: issue a certificate of no major violation of laws and regulations to enterprises with import and export business.
(6) Labor and social security department: according to whether the enterprise abides by the provisions of national labor laws and regulations, it pays "five insurances and one gold" for employees and issues labor legal certificates.
(7) Quality inspection department: issue a certificate that there is no major violation of laws and regulations.
(8) Foreign exchange administration department: issue a certificate that there is no major violation of laws and regulations.
(9) Safety supervision and management department: issue a certificate that there is no major violation of laws and regulations.
Department in charge of specific industry
(1) Banking: Before applying to the China Securities Regulatory Commission for listing, Chinese-funded commercial banks should apply to the China Banking Regulatory Commission and get approval. State-owned commercial banks, postal savings banks and joint-stock commercial banks to be listed shall be accepted, examined and decided by China Banking Regulatory Commission; City commercial banks to be listed shall be accepted, examined and decided by the local provincial agencies.
(2) Military industry: Before performing the IPO legal procedures, military enterprises must pass the military industry review of the National Defense Science and Technology Bureau and accept relevant guidance, management and verification.