2. If shareholders holding more than 5% of shares reduce their shares through centralized bidding on the stock exchange, they shall disclose the reduction plan 15 trading days in advance.
The total number of shareholders who reduce their holdings by more than 5% through centralized bidding transactions in the stock exchange within 3.3 months shall not exceed 65,438+0% of the total shares of the company.
4. When the number of shares sold by the original non-tradable shareholders holding more than 5% shares through listing and trading on the stock exchange reaches 65,438+0% of the total shares of the company, it shall be announced within 2 working days from the date of occurrence.
Specific provisions for major shareholders holding 5% of shares to reduce their shares
The provisions for major shareholders holding 5% of shares to reduce their shares are as follows:
Shareholders who reduce their holdings by 5% shall fulfill the obligation of information disclosure and make an announcement within three trading days, and shall not buy or sell shares of the Company within two days after the announcement.
The Notice of Shenzhen Stock Exchange on Several Provisions on the Reduction of Shares by Major Shareholders and Directors of Listed Companies (20 16 1.9) stipulates that:
1. Since 20 1610.9, the total number of shares reduced by major shareholders of listed companies through centralized bidding transactions on the stock exchange for any three consecutive months shall not exceed 1% of the total shares of the company.
2. When major shareholders of listed companies reduce their holdings of RMB ordinary shares (A shares) and RMB special shares (B shares), the total number of shares in the reduction ratio shall be calculated according to the total share capital of shares issued at home and abroad.
3. If the major shareholder of a listed company reduces its shareholding by agreement transfer, the transferee proportion of a single transferee shall not be less than 5%. The lower limit of the agreement transfer price range shall be implemented according to the provisions of block trade. Except as otherwise provided by laws, regulations, departmental rules and business rules of this Exchange.
4. The major shareholder of the listed company agrees to reduce its shareholding, and the transferor and transferee whose shareholding ratio is less than 5% after the reduction will continue to abide by the provisions of Articles 8 and 9 of the Reduction Regulations within 6 months after the reduction; After the reduction, the transferor and transferee whose shareholding ratio reaches or exceeds 5% shall meet the requirements of the Regulations on Reduction.
5. Combined with the pre-disclosure plan, implementation and agreement transfer of the major shareholder Dong of the listed company, the company regularly checks its reduction behavior afterwards. If violations are found, they will be dealt with in accordance with the Provisions on Reduction and the business rules of the Exchange.