How to control risks 1 Enterprise managers should establish a relatively perfect supervision and inspection mechanism for dynamic management.
Leaders and business departments at all levels of enterprises should often go to the project for inspection and guidance, strengthen communication with the owners, listen to the opinions of the owners, and timely convey various new laws and regulations, changes in internal and external situations, requirements of enterprises and owners, etc. Reflect to the project supervision personnel, and find out the shortcomings of the project supervision organization in time during the inspection. Enterprise managers should deal with the hidden risks of the project in time to make them disappear in the bud and avoid the occurrence of risk accidents.
2. Raise awareness of risk management in business activities.
Enterprise managers should undertake projects according to their own abilities, conduct a pre-evaluation system for the projects undertaken, and try to avoid and abandon the projects that are risky after evaluation. How many projects are accepted by as many people as possible, effectively avoiding the risk of being easily punished because of insufficient personnel, unqualified personnel and reduced qualifications. In addition, don't blindly expand the scale, so that all projects can be within the effective management scope of enterprise managers, effectively avoiding the risks brought by inadequate enterprise management.
3, enterprises should try to adopt standardized management mode, formulate standardized rules and regulations, post responsibility system.
Boss magazine said that enterprise managers should also formulate detailed and targeted supervision implementation rules and risk management plans for each specific project according to their own characteristics and work contents involving supervision risks, so that all projects of the enterprise can do a good job in supervision according to unified working procedures, requirements and standards, and correctly perform various duties of supervision, thus achieving the purpose of reducing risks.
4. Set up an emergency public relations team to deal with emergencies comprehensively.
In order to strengthen the management and response to emergencies, it is absolutely necessary for enterprise managers to establish a well-trained, capable and efficient public relations team for emergencies. Its members should include personnel from the top decision-making level, public relations department, production department, marketing department, technology research and development department, security department, human resources department and other relevant departments, as well as legal consultants, public relations experts and other professionals.
How to do a good job in risk control (1), adhere to education and anti-corrosion, and refine prevention and control measures.
The first is to strengthen the risk education of clean government.
On the premise of in-depth perception and understanding of the risk of clean government, improve the level of prevention and control, and pay equal attention to both process and result. ? Demining? 、? Minesweeping? It is the goal of the construction of post integrity risk prevention and control system, but the educational warning function in the process of activity development can not be ignored, and the process of risk investigation is also a process of self-education and self-prevention. We should make full use of opportunities such as daily political study, carry out various forms of anti-corruption cultural education activities such as theoretical education, typical education and post education, enhance the penetration of anti-corruption education, enhance the risk awareness of self-discovery and self-correction, and enhance the risk awareness and risk prevention awareness of party member cadres, so that cadres and workers are influenced by culture and anti-corruption education. In addition, it is necessary to carry out political style appraisal at the grassroots level? Big visit? Visit and verify, open the door to assess taxes, find and solve the problems of signs and tendencies in time, give priority to education, prevent delays, and build a strong ideological defense line.
The second is to clarify the types of risks and standardize the application of processes.
Formulate detailed and strict financial management-related implementation measures and party group rules of procedure, re-engineer the administrative examination and approval process, formulate work procedures, finely divide and manage the various powers and responsibilities of power operation nodes, and establish a basic process of mutual supervision and mutual restriction of power, which is interlocking. In particular, it is necessary to strengthen departmental budget management, improve various examination and approval procedures, regularly analyze and evaluate, and publicly publicize the operation process and results in various forms. Highlight the monitoring of tax law enforcement power, insist on setting posts and responsibilities as the basis in the operation process, sort out the functions of tax collection and management, reasonably delegate and confirm the functions involved, clarify the work responsibilities, document approval process and approval authority of tax law enforcement and other links, strictly divide the use boundaries of different powers, clarify the responsibilities of various departments and posts, optimize the operation procedures, accurately use all kinds of tax collection and management software, and implement process science and technology control to make the exercise process of each power rule-based, basically visible, preventable and controllable.
(2) Strengthen supervision and inspection to promote the operation of the mechanism.
The first is to combine risk prevention management with law enforcement supervision and efficiency supervision.
At the same time, it is necessary to strengthen supervision and inspection and take precautions in advance. Around? People, money, things, levy, control, investigation, reduction, exemption and punishment? In the nine links, the integrity risk prevention is organically combined with law enforcement supervision and efficiency supervision, and the leading cadres' compliance with the "Integrity Guidelines", decision-making on three major issues, fund use, ticket management and tax enforcement are the main monitoring items. Actively improve the supervision system, innovate the supervision and inspection methods, and establish an all-round supervision network that combines internal and external supervision, organization and mass supervision, superior supervision and subordinate supervision, social supervision and public opinion supervision, so that the power operation of tax cadres is always under effective supervision. Externally, take a suggestion box? Collect opinions? , symposium? Ask for advice? , personal visit? Talk about opinions? , petition reception? Ask for opinions, visit and verify, collect and solve the hot and difficult problems strongly reflected by taxpayers, deal with them in time, and increase the on-site effect of supervision and inspection.
The second is the combination of risk prevention management and target assessment.
Risk prevention management will be included in the target assessment scope, with the same arrangement, inspection and assessment, and the implementation of various systems and the supervision and inspection of key parts and links will be strengthened by hardening assessment indicators, highlighting assessment key points and strict internal inspection. In recent years, although the target assessment is in governance. Lazy? Some achievements have been made, but the overall effect of supervision and inspection is not good due to many factors, such as rough and unspecific assessment indicators, inconsistent quantitative standards, tight inspection scope and time, uneven quality of appraisers, human feelings and face. In particular, the integration of decision-making power and supervision power makes the subject and object of supervision often misplaced, which makes it difficult to implement the supervision of power. The weakness of overall supervision has brought opportunities to those who abuse power for personal gain and seek personal gain through taxes, and also made the risk of clean government remain high. Therefore, in terms of administrative power, it is necessary to strengthen the supervision of key work such as decision-making on three major issues, appointment of cadres, use of funds, asset management, procurement of bulk goods, and maintenance of infrastructure. Strengthen the supervision and inspection of collective research decisions on major issues, the implementation of relevant systems and the openness of government affairs, promote implementation through assessment, and take the assessment results as an important basis for the selection and appointment of cadres, and urge leading cadres at all levels to conscientiously fulfill the responsibility system for building a clean and honest government. One post and two responsibilities? If the risk prevention work is not implemented effectively, the qualification for evaluation will be cancelled at the end of the year. If the unit refuses to implement the risk prevention management or the unit has a clean government problem, the one-vote veto system will be implemented, and the responsible person and unit leadership responsibility will be investigated. So as to give full play to the efficiency of the system.
The third is to combine risk prevention management with special tax inspection.
In terms of tax law enforcement power and discretion: focus on the supervision of key positions such as tax administrative punishment, tax deferral, tax reduction and exemption, tax payable verification, invoice issuance and tax collection. Increase the computer and manual assessment of tax administrators' tax collection and management behavior, tax policy implementation and daily tax procedures, examine and approve tax administrative punishment, repeated taxation, deferred declaration, deferred tax payment and tax reduction and exemption, strictly implement the collective examination and approval system for tax reduction and exemption and the collective trial system for major tax cases, strengthen supervision and inspection of the implementation of various tax policies, especially preferential tax policies, and improve various working procedures and rules. It is necessary to strengthen supervision around tax verification, tax collection, invoice management, administrative punishment and other tax law enforcement links, intensify the rectification of tax law enforcement environment through tax assessment, law enforcement inspection and centralized special inspection activities, find loopholes in tax collection and management, understand the standardized law enforcement situation, and put an end to the problem of not following procedures, not enforcing laws according to regulations, and abusing power for personal gain to harm taxpayers' interests. Strengthen supervision around the examination and approval links such as the implementation of preferential tax policies, tax reduction and exemption, and the pre-tax payment of income tax, carry out tax assessment, final accounts inspection, tax burden survey and data comparison, test the quality of tax collection and management of various units, strictly implement the accountability system for those with large differences, further strengthen the sense of responsibility and risk of tax administrators, and put an end to dereliction of duty and violation of law and discipline.
(three) strict accountability, strengthen the implementation of the system.
In the construction of punishment and prevention system, education, prevention, supervision and punishment are the basic principles, which promote each other and are indispensable. Education without punishment is empty education, and even the best system is useless if it is not implemented without supervision means. Only by severely punishing those acts that undermine the system, such as orders that cannot be enforced, prohibitions, arbitrary flexibility, malicious evasion, can we highlight the effect of education and maintain the seriousness of the system. Using the evaluation and inspection results, establish inspection papers, sum up the existing problems and risks, carry out early warning and correction of law enforcement faults and fault accountability for relevant responsible persons, summarize and analyze the discovered loopholes in collection and management, and hold special meetings to study and deal with them. Through regular notifications, warnings, admonishing conversations, administrative handling, etc., we will increase the investigation and punishment of issues such as orders that cannot be enforced, prohibitions, and abuse of power to harm the interests of taxpayers. Intensify the investigation and handling of self-management cases, and seriously investigate and deal with cases of graft and dereliction of duty in key links such as examination and approval, tax verification, tax assessment and collection and management; Seriously investigate and deal with cases of dereliction of duty and abuse of power in major tax-related cases, and seriously investigate and correct inaction and chaos? Eat, take, card, want and report? .