Municipal Human Resources and Social Security Bureau title management, personnel examination departments, the relevant units in the province:
According to the spirit of the Notice of the National Audit Office and Ministry of Human Resources and Social Security Audit Professional and Technical Qualification Examination Office on Matters Related to the 2022 Audit Professional and Technical Qualification Examination (Shenkaoban Zi [2022]1No.), in order to do a good job in the 2022 audit professional and technical qualification examination in our province, the relevant matters are hereby notified as follows:
First, the registration method
This exam implements the notification system of registration certification matters. The notification system of registration certification matters means that when registering for the qualification examination, the examination organization will inform the applicants of the certification obligations, certification contents and false legal liabilities required to meet the registration conditions at one time, and the applicants have met the relevant requirements of notification and are willing to bear false legal liabilities, and the examination organization will no longer ask for relevant certificates and handle registration-related matters accordingly.
The policy provisions, list of items, service guide, and notice of registration certificate of professional and technical personnel in vocational qualification examination can be found through the column of "Notification System of Registration Certificate of Qualification Examination" in China Personnel Examination Network (www.cpta.com.cn) and the relevant instructions of the registration system.
Municipalities should conscientiously do a good job in one-time notification, qualification verification, daily supervision, false handling and other work in accordance with the "Working Rules for Notification System of Registration Certification for Professional and Technical Personnel" (People's Examination Center Letter [2021]1No.).
Second, the application conditions and requirements
According to the Guiding Opinions on Deepening the Reform of Professional Title System of Audit Professionals issued by Ministry of Human Resources and Social Security and the National Audit Office (No.84 [2020] of the Ministry of Human Resources and Social Security), the National Audit Office and the Ministry of Human Resources and Social Security issued the Provisions on Audit Professional Technical Qualification and the Implementation Measures for Audit Professional Technical Qualification Examination (No.202218):
Anyone who abides by the Constitution, laws and regulations of the People's Republic of China, has good auditing professional ethics and professionalism, and meets the registration requirements for primary, intermediate and advanced auditing professional and technical qualification examinations can sign up for the corresponding level of examinations.
(1) Anyone who has graduated from a high school (including senior high school, technical secondary school, vocational high school and technical school, the same below) or above recognized by the national education department can sign up for the primary audit professional and technical qualification examination (the level is general examination).
(two) one of the following conditions, you can sign up for the intermediate audit professional and technical qualification examination (level for general examination):
1. Graduated from high school, obtained primary audit professional and technical qualifications, and engaged in audit-related work for 10 years;
2. Have a college degree and have been engaged in auditing related work for 5 years;
3. Have a bachelor's degree or bachelor's degree and have been engaged in auditing related work for 4 years;
4. Have a double bachelor's degree (including the second bachelor's degree) and have been engaged in auditing related work for 2 years;
5. Have a master's degree or postgraduate degree and have been engaged in audit-related work for 1 year;
6. Have a doctorate.
(3) Those who meet one of the following conditions may sign up for the senior auditing professional and technical qualification examination:
1. Have a college degree and have been engaged in audit-related work for 6 years after obtaining intermediate audit professional and technical qualifications;
2. Have a bachelor's degree or bachelor's degree, and have been engaged in audit-related work for 5 years after obtaining intermediate audit professional and technical qualifications;
3 have a master's degree or postgraduate degree, and have been engaged in audit-related work for 4 years after obtaining intermediate audit professional and technical qualifications;
4. Have a doctoral degree and have been engaged in audit-related work for 2 years after obtaining intermediate audit professional and technical qualifications.
(4) Conditions and procedures for exemption from examination
Those who have obtained the master's degree in auditing can sign up for the primary or intermediate professional and technical qualification examination in accordance with the prescribed conditions, and can be exempted from the subject of "Basic Knowledge of Auditing" and only take the subject examination of "auditing theory and practice" (the level is exempt from one subject).
(5) Registration examination for fresh graduates
Fresh graduates can sign up for the technical qualification examination of the junior, middle and senior auditing majors in the current year with the graduation certificate issued by their institutions as meeting the corresponding academic qualifications. Those who pass the examination should supplement the information of academic degree certificate when they receive the certificate.
(six) Hong Kong, Macao and Taiwan and foreign nationals registration examination
Hong Kong, Macao and Taiwan and foreign nationals can sign up for the audit professional and technical qualification examination. Hong Kong, Macao, Taiwan and foreign nationals who hold graduation certificates from mainland institutions of higher learning can directly fill in relevant information; Holders of academic qualifications or degree certificates from Hongkong, Macau, Taiwan Province or foreign institutions of higher learning must be certified by the Study Abroad Service Center of the Ministry of Education. Hong Kong, Macao, Taiwan and foreign nationals who meet the registration requirements for the examination shall register at the nearest place of work or residence in the Mainland.
(seven) other professional titles, occupation qualification personnel registration examination.
Obtaining the professional qualification certificates of two-level cost engineers, asset appraisers and tax agents can directly correspond to the primary audit professional and technical qualifications, and sign up for the intermediate audit professional and technical qualification examination in accordance with the prescribed qualifications and years.
Obtain the national unified examination certificate for certified public accountants, the first-class cost engineer professional qualification certificate, or meet the qualifications and years stipulated in the intermediate audit professional and technical qualifications when obtaining the professional qualification certificates for asset appraisers and tax agents, and you can directly correspond to the intermediate audit professional and technical qualifications and sign up for the senior audit professional and technical qualification examination according to the prescribed qualifications and years.
Obtaining the intermediate title of accountant, economist, statistician and engineer can be regarded as having intermediate auditing professional and technical qualifications, and signing up for the senior auditing professional and technical qualification examination in accordance with the prescribed qualifications and years. According to the guiding opinions and qualification regulations on the reform of professional title system, the intermediate professional titles of accounting, economy, statistics and engineering that can be corresponding to relevant professional qualifications are as follows:
Have other series of deputy senior titles or above, and have been engaged in audit-related work for 2 years in audit-related jobs, which can be regarded as meeting the requirements of academic qualifications and years, and sign up for the senior audit professional and technical qualification examination.
(eight) engaged in audit related work definition.
Working in audit and related compliance, audit, internal control, risk management and other positions; Or work in accounting, economics, statistics, engineering or education and scientific research, and have relevant audit practice experience; It can be regarded as engaging in audit-related work.
(9) Calculation of working years
The audit-related working years before and after obtaining the corresponding academic degree are calculated together, and the deadline for calculating the working years is 20221February 3 1 day.
(10) Among the above registration conditions, the requirements for academic qualifications or degrees refer to formal academic qualifications or degrees recognized by the national education administrative department; Full-time academic applicants, who have not graduated, are not included in the relevant working years.
(eleven) civil servants engaged in audit-related work, who meet the registration conditions, can participate in the audit professional and technical qualification examination.
Third, the examination arrangement
(A) examination settings
The primary and intermediate qualification examination subjects are all 2 subjects: Basic Knowledge of Auditing and auditing theory and practice, with objective questions. Since 2022, the rolling management of scores has been implemented, and candidates must pass all the examination subjects in two consecutive examination years before they can obtain the corresponding audit professional and technical qualification certificate.
The subject of the advanced qualification examination is 1 subject: Advanced Auditing Practice, and the question type is subjective. Candidates must pass the advanced qualification examination before they can obtain the qualified certificate of the advanced qualification examination.
In 2022, the junior, middle and advanced qualification examinations are all closed-book written answers.
(2) Examination time
1. Elementary and Intermediate Qualification Examination
September 25th? Morning? 9:00? -? 1 1:30 ? Relevant knowledge of audit specialty
Afternoon 14:00? -? 16:30 ? auditing theory and practice
2. Advanced Qualification Examination
On the morning of September 25th? 9:00? -? 12:00 advanced audit practice?
(3) Requirements for answering questions
1. The stationery that candidates bring when taking the exam is limited to black ink pen, 2B pencil, eraser, and silent calculator without text function. The draft paper used for answering questions shall be uniformly distributed by the test center and recovered after the test.
2. The primary and intermediate exams are objective questions. Use 2B pencil to fill in the designated position on the answer sheet, and pay attention to the answer number. The answer sheet must be filled in with black ink pen.
3. The advanced exam is the subjective question, and the answer is given on the special answer sheet. Candidates must use black ink pen to answer in the area designated by the special answer sheet, and the writing of the answer should be clear and neat.
According to the requirements of the national notice, the late candidates are not allowed to enter the examination room to take the exam five minutes after the start of the exam. Candidates are not allowed to leave within 2 hours after the exam begins.
(4) Examination room setup
In 2022, the provincial personnel examination center unified the examination room in the provincial examination area (Shenyang) and organized the examination.
Fourth, registration related matters
Candidates who participated in the 2022 audit professional and technical qualification examination in our province used the national professional and technical personnel qualification examination service platform (website:, the same below) to register online.
(1) Registration process
The registration process includes viewing announcements, registering, filling in information, registration confirmation, signing e-books, qualification verification (online verification, on-site verification or assistance verification), online payment, printing admission tickets, etc.
(2) Registration arrangements
(3) Registration
Before the examination registration, applicants must complete the registration of personal information through the online registration system in advance. From now on, candidates can register their personal information by logging into the "Online Registration" column of China Personnel Examination Network (www.cpta.com.cn). Registration information will be kept for a long time, and important information such as user name, login password and associated mobile phone number should be properly kept. Unregistered personnel cannot register for the exam.
1. The online registration system checks the candidates' identity information and academic degree information online through the government information sharing interface.
The types of documents for online verification of identity information are Chinese people's ID card (or social security card) and Chinese resident ID card. Online verification of academic degree information is online verification of academic degree information from 2002 to the present and academic degree information from September 2008 to the present. When adding information about my education and degree, please ensure that the certificate number (17 or 18 digits), professional name (including words and punctuation in brackets) and graduation date are completely consistent with the information of Xuexin.com. If the online verification is "failed", please first compare it with Xuexin. If there is any discrepancy, you can add a correct piece of information about academic qualifications or degrees and wait for the re-verification.
2. Candidates can log in to the registration system to check the verification results 24 hours after the information is submitted, and then continue to register after completing the relevant data verification. Candidates are advised to reserve enough time to complete user registration in advance.
3. If the verification results indicate that "failed" or "manual verification is required", subsequent registration will not be affected, and manual verification shall be conducted according to regulations after the registration begins.
4. Registered candidates do not need to re-register. Before entering the exam, they should log in to the registration system in advance to supplement and improve the relevant information.
(4) Fill in the information
Candidates who intend to take the exam in Liaoning Province can register for the exam within the prescribed time limit after completing the registration link.
1. Upload photos. When newly registered applicants log in to the online registration system, they must upload the recent bareheaded photo (if not uploaded at the time of registration, they will be prompted to upload it when logging in to the registration system again). Candidates are required to use the tools provided by the National Professional and Technical Personnel Qualification Examination Registration Service Platform (click to download) to process the photos. The source photos must have a monochrome background (white background), a recent bareheaded 1 inch or 2-inch ID photo, JPG or JPEG, the bytes are greater than 30KB, the width and height pixels are greater than 295*4 13, and the photos are clear. It is forbidden to use them after zooming. If the photo review fails, the applicant must modify it according to the review opinions and upload the photo again. The registration photos will be used in the admission ticket, the seating chart of the examination room, the certificate and the certificate inquiry authentication system. Candidates are requested to use them carefully when uploading photos. Once the photos are uploaded and confirmed, they cannot be replaced. Applicants should be responsible for the photo quality. If the photo quality affects the exam, score or certificate, the applicants themselves should be responsible.
2. Fill in the registration information. After logging in to the registration system, applicants choose the examination items to be registered and the province (Liaoning Province) to be registered, carefully read the "Notes for Registration" and other related contents, and truthfully fill in the relevant information. The registration cities and verification points shall be filled in according to the principle of territorial management (the applicants of the central and provincial units stationed in Shenyang should choose "Liaoning Provincial Direct" and the verification point should choose "Liaoning Provincial Personnel Testing Center". Candidates from other units choose the corresponding registration cities and corresponding verification points according to the city where they work).
(5) Choose the handling method.
The notification system is not applicable to those who have false behaviors in the registration of the qualification examination, and those who have serious or particularly serious violations of discipline and discipline in accordance with the Provisions on Handling Violations of Discipline and Discipline in the Qualification Examination for Professional and Technical Personnel (Ministry of Human Resources and Social Security Order No.31), and who are recorded in the integrity archives of the qualification examination and are in the recording period. Other applicants can choose whether to use the notification system after completing the relevant information.
1. Those who choose to register for the exam by notification system will fill in the information in the online registration system and sign the notification letter (electronic text) electronically. Once submitted, it will have legal effect, and it is not allowed to act for them. The contents of the applicants mainly include: the matters that have been informed; Has met the conditions for entering the examination; The information provided is true and objective; Willing to bear false legal responsibilities and accept the handling.
After the applicant makes it, it can be withdrawn before the payment is paid and the registration deadline. If the applicant withdraws, the notification system will no longer be applicable in this year's exam.
The following applicants use the online submission of electronic certification materials to assist the municipal personnel examination departments in online qualification verification. The Personnel Testing Center of the Ministry of Human Resources and Social Security uniformly sets the type and scope of the submitted certification materials, and there is no need to submit the electronic certification materials repeatedly for the certification items that have been automatically verified online.
(1) Applicants who have a secondary school education or a junior college education in 2002 or before and obtained their degrees before September 2008;
(2) Applicants who are required to submit other supporting materials (such as qualification certificates, professional title certificates, etc.) according to the requirements of the corresponding professional level.
2. Those who have not chosen the notification system or who are not applicable to the notification system to apply for the registration items shall, after filling in the information in the online registration system, bring relevant certification materials to the site for qualification verification according to the relevant provisions of this notice.
(6) Confirmation of registration information
Applicants need to check and confirm the information such as the level, major, subject and uploaded certification materials. Applicants who choose to register by notification system should sign the Application Form (not allowed to do it on their behalf) and be responsible for the content.
(7) Qualification verification and supervision
The personnel examination departments of each city shall verify the applicants according to the law and regulations. Before, during and after the exam, online verification, on-site verification and assistance verification are used to check the contents of the applicants.
For the certification items that are difficult to verify, the municipal personnel examination departments can publicize the relevant personnel through portals, WeChat WeChat official account and other channels according to local conditions, and accept social supervision.
The verification and supervision of applicants in Shenyang and provincial units shall be the responsibility of the Provincial Personnel Testing Center; The qualification verification and supervision of applicants in other cities shall be the responsibility of the personnel examination department of the city where they are located. See the annex for the telephone number of the qualification verification department of personnel examination in the whole province.
1. Online verification. After the applicants who choose to register by notification system submit the registration information, the online registration system will check the academic degree, major studied, working years and other contents in line with the specific conditions for registration.
2. Exemption from verification. The information such as identity, academic degree, major studied has been automatically checked online, and the applicants who have no record in the integrity archives of qualification examination can automatically pass the qualification check after signing the book.
For those who are exempted from verification, the personnel examination departments of each city will implement daily supervision by means of random inspection, key supervision and intelligent supervision.
(1) random sampling. Personnel examination departments of cities shall conduct random checks at a ratio not less than that specified in the documents, focusing on verifying the commitment of applicants, especially the information such as majors studied, professional years and work units, and record and file the results of random checks.
(2) Key supervision. The municipal personnel examination departments will focus on the supervision of applicants who apply for the exemption level and cannot check the relevant certification materials online, or who are reported by social supervision, and require applicants to submit relevant certification materials.
(3) Smart supervision. The personnel examination departments of each city will conduct intelligent supervision through big data comparison, artificial intelligence technology and judgment of specific conditions (for example, social security information can be used to check whether the work unit and professional years reported by the applicants are true).
Applicants should accept and cooperate with the examination organization for verification. If they refuse to accept the verification within the time limit, they will be deemed to have given up the examination qualification.
3. On-site verification.
(1) The personnel examination departments of each city conduct online verification of the certification materials uploaded by the applicants.
(2) The following applicants must bring their academic qualifications, degrees, qualification certificates, other supporting materials and the Registration Form stamped by the unit to the personnel examination department of the examination area for on-site manual verification.
1) The notification system is not applicable to handle related matters;
2) Failing to choose the notification system to handle related matters;
3) Withdrawing the application;
4) Identity information, academic degree, major, etc. cannot be verified online or failed online verification;
5) Those who apply for the exemption level and cannot check the relevant certification materials online (only relevant certification materials are provided);
6) being reported by social supervision as not meeting the requirements for entering the examination.
On-site verification of submitted materials:
1) Original registration form (with official seal of the company) 1 copy;
2) Original academic qualifications and degree certificates;
3) Original valid resident ID card;
4) Proof of years of working in related professions (mainly including my identity information and working experience in related professions, with the official seal of the unit affixed);
5) Applicants who meet the requirements for taking part in the examination-free subjects shall provide corresponding materials according to the "one subject-free" level in the examination-free conditions in this paper, and those who have passed the automatic examination by the master's degree system of audit may not go to the site for verification.
(8) Fees
1. According to the Notice of the Provincial Department of Human Resources and Social Security on Promulgating 38 Personnel Examination Fees and Divided Standards undertaken by the Liaoning Provincial Department of Human Resources and Social Security (Liao Ren She Han [2022] No.95), the examination fee for junior and intermediate auditing professional and technical qualifications is 62 yuan/department, and that for senior auditing professional and technical qualifications is 70 yuan/department.
2. Our province uses yeepay platform (supporting 28 banks) for payment. Applicants must log in to the registration system again to check the payment status after paying the fee. If you have any questions, please contact Epro Company in time (Tel: 95070). If you fail to pay online within the specified time, it will be deemed as an automatic waiver.
3. Candidates who need a receipt for reimbursement should bring their ID cards and admission tickets to the personnel examination department of the examination area within one month after the end of the examination.
(9) Print the admission ticket
Successful applicants will log on to the registration website again within the specified time, and print the admission ticket (in black and white and color) on A4 paper.
V. Achievement and Certificate Management
(a) two months after the end of the exam, the applicants log on to the national professional and technical personnel qualification examination registration service platform to check the exam results.
(II) According to the requirements of the Notice of the General Office of the Ministry of Human Resources and Social Security on Promoting the Electronic Certificate of Professional Qualification of Professional and Technical Personnel (No.97 issued by the Human Resources and Social Security Department [2021]), the electronic certificate of the audit professional and technical qualification examination can be downloaded, queried and verified on the China Personnel Examination Network (website: www.cpta.com.cn), which has the same legal effect as the paper certificate. After the implementation of electronic certificates, paper certificates are still issued in the original way. If the issued paper certificate is lost or damaged, or it is not collected within the time limit, it will not be reissued.
(three) the certificate of qualified personnel shall be collected in accordance with the principle of localization. Applicants who choose "Liaoning Province Direct" at the time of registration should pay attention to the announcement of the certificate collection of "Liaoning Personnel Examination Network". For other applicants, please pay attention to the announcement of certificate collection in each city (for details, please refer to "Liaoning Personnel Examination Network" and "Website and Telephone Number of Qualification Certificate Collection in the Province"). Tel: 024- 12333-0 for certificate collection in provincial examination area.
Sixth, the examination outline
In 2022, the outline of the junior, middle and advanced qualification examination was published in the column of "Technical Qualification Examination for Auditing Specialty" on the official website of the National Audit Office (www.audit.gov.cn).
Seven, serious examination discipline
(a) the municipal personnel examination departments are the main responsible units that standardize the implementation of the certification notification system, and should strictly perform their verification and supervision duties. Personnel who have false behaviors in the registration of the qualification examination shall be reported in time by the personnel examination departments of the municipalities, and the Ministry center or provincial examination organization shall mark such personnel on the online newspaper system and synchronize the information to the integrity archives of the qualification examination.
1. If the applicant fails to meet the examination registration conditions after verification or daily supervision, the examination registration will be invalid and the paid fees will not be refunded; If you have achieved results, the results of all subjects in the current exam will be invalid; If a qualification certificate or achievement certificate is obtained, the qualification certificate or achievement certificate is invalid.
2 applicants should accept and cooperate with the examination organization for verification. Before printing the admission ticket, if the applicant fails to accept the verification according to the requirements of the examination organization, the examination registration will be invalid and the admission ticket will not be processed; After the examination, if the applicant fails to accept the verification according to the requirements of the examination organization, it will be treated as "the application conditions are to be verified", and the related operation of the score data and certificate will not be carried out. If the applicant refuses to accept the verification within the time limit, it will be regarded as giving up the examination qualification.
3. Applicants who have provided false certification materials or obtained corresponding qualification certificates or achievement certificates by other improper means and other serious violations of discipline and discipline shall be dealt with in accordance with Articles 10 and 12 of the Provisions on Handling Violations of Discipline and Discipline in the Qualification Examination for Professional and Technical Personnel (Ministry of Human Resources and Social Security Order No.31). Anyone suspected of committing a crime shall be transferred to judicial organs according to law.
(2) Candidates should refer to it in good faith, and it is strictly forbidden to register or substitute, and it is strictly forbidden to cheat, forge documents, plagiarize, use communication tools or other high-tech means; And you should take good care of your own test paper and answer sheet (paper) to prevent others from copying and prevent the same test paper.
After the examination, the examination papers that are identified as identical by technical means will be invalid.
(3) Candidates should consciously maintain the order of the examination place, obey the management of the examination staff, and abide by the discipline of the examination room. If there is any violation of discipline, it will be dealt with according to the Provisions on Handling Violations of Discipline in the Qualification Examination for Professional and Technical Personnel (Ministry of Human Resources and Social Security Order No.31). If it is found to be an examination crime, it shall be handed over to the judicial department for criminal responsibility according to the "Amendment to the Criminal Law of the People's Republic of China (IX)".
(4) In order to ensure the fairness and justice of the examination and ensure the safety of the examination, the examination management institutions at provincial and municipal levels should unite with the public security, industry administrative departments, industrial letters, discipline inspection and supervision departments to further seriously examine the discipline and discipline, take effective measures, resolutely crack down on cheating, gang fraud and cheating by high-tech means, and severely deal with all kinds of violations of discipline and discipline involved in the examination.
Eight, epidemic prevention and control
(a) the municipal personnel examination departments should resolutely implement the central government's decision-making and deployment on epidemic prevention and control in COVID-19, conscientiously abide by the relevant provisions of the local epidemic prevention and control work, implement responsibilities, actively respond, and take effective measures to comprehensively do a good job in examination organization.
(II) The requirements related to personnel examination and epidemic prevention will be adjusted at any time according to the changes of epidemic prevention and control measures in the province. Candidates are requested to pay close attention to the relevant notices of Liaoning Personnel Examination Network and Liaoning Personnel Examination Network WeChat WeChat official account, download and print the admission ticket in time, and understand the latest requirements for epidemic prevention and control in this examination.
IX. Other matters
(a) the province's 2022 annual audit professional and technical qualification examination work is responsible for the examination of the provincial personnel examination center.
(two) the personnel examination departments at all levels do not specify any training, and have no cooperative relationship with any training institutions.
(3) Online payment hotline: 95070.
Attachment: Consultation telephone number of personnel examination qualification verification department in the whole province
personnel test center of liaoning province
July 2022 12