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Loan compliance investigation refers to the contents of bank personnel investigation.
Among them, the compliance investigation of loans refers to the investigation and identification of the qualifications of borrowers and guarantors by bank staff in line with laws and regulations.

What are the contents of the loan compliance investigation?

① Clarify the legal subject qualifications of the borrower and guarantor.

(2) Determine the authenticity and validity of the legal representatives, authorized principals, official seals and signatures of the borrower and guarantor, and determine whether the authorized principals have the qualifications and conditions to sign legal documents according to the agency matters, authority and time limit specified in the power of attorney.

(3) If the board of directors decides to approve loans and guarantees, the credit business personnel shall investigate and confirm the authenticity, legality and effectiveness of the loans and guarantees decided by the board of directors.

(4) Confirm the legality and validity of the mortgaged property or rights listed in the List of Mortgaged Property (Pledged Property).

⑤ Identify the legal compliance of loan use.

⑥ Identify the authenticity of the purchase and sale contract.

⑦ Investigate the borrower's borrowing purpose.