There are two subjects in the entry qualification examination, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.

The validity period of qualified results should be classified and managed;

1, the qualified score line of the entry qualification examination is valid for a long time.

2. After passing the vocational qualification examination, candidates shall participate in and complete the corresponding business training organized by China Securities Industry Association every year; Failing to complete the corresponding business training as required, the qualified results are no longer valid.

3. The validity period of the qualified results of the management qualification examination remains unchanged for 3 years.

Extended data:

Validity of valid qualified score:

Candidates who sign up for examinations and tests in accordance with the reformed qualification examination and testing system and obtain effective qualified scores in the prescribed subjects are qualified personnel.

(1) Those who have both valid and qualified scores in Basic Laws and Regulations of Securities Market and Basic Knowledge of Financial Market shall pass the entry qualification examination.

(2) Those who have achieved effective and qualified results in Basic Laws and Regulations of Securities Market, Basic Knowledge of Financial Market and Investment Banking at the same time shall pass the qualification examination for sponsor representatives. 2014165438+125 October, the State Council cancelled the qualification examination for sponsor representatives. ?

(3) Those who have achieved effective and qualified results in Basic Laws and Regulations of Securities Market, Basic Knowledge of Financial Market and Publishing Securities Research Report at the same time shall pass the qualification examination for securities analysts.

(4) Those who have valid and qualified results in three subjects, namely, basic laws and regulations of the securities market, basic knowledge of financial markets and securities investment consulting business, shall pass the qualification examination for securities investment consultants.

(5) Those who have valid and qualified scores in the basic laws and regulations of the securities market, the basic knowledge of the financial market and the qualification examination for senior managers of securities companies shall pass the qualification examination for managers of securities companies.

Those who have passed the qualification examination for senior managers of securities companies will effectively pass the qualification examination for chairman, vice-chairman and chairman of the board of supervisors of securities companies.

Baidu encyclopedia-securities qualification examination