20 16 Shandong bank examination guidance: professional qualification certificates of major financial industries

1. Securities qualification certificate

Entry certificate is a necessary certificate to enter the securities industry.

* * * Test five subjects: foundation, transaction, issuance and underwriting, technical analysis and fund.

2. Banking qualification certificate

Entry certificate, basic certificate of banking.

* * * Test five subjects: public foundation, personal finance, personal loan, corporate credit and risk management.

3. Futures qualification certificate

Entry certificate is a necessary certificate to enter the futures industry.

* * * Take two subjects: basic knowledge of futures and futures laws and regulations.

Insurance intermediary practitioners qualification examination can be divided into:

(1) Insurance Agency Practitioner Qualification Examination

(2) Qualification examination for insurance brokers and insurance adjusters.

* * * Take two exams: insurance principle and practice, insurance brokerage practice and insurance assessment practice.

Insurance qualification certificate is a kind of professional qualification certificate, which refers to a professional certificate obtained by relevant personnel through special national examinations. With this certificate, relevant personnel can engage in the insurance industry. Insurance qualification certificates can be divided into insurance agents, insurance brokers and insurance assessors.

4. Certified Financial Analyst Certificate

Suitable for the crowd: CFA exam focuses on the theory of investment and financial analysis, which is more suitable for researchers and investment managers of financial institutions and doctors or masters in finance. Examination content: It involves professional ethics, mathematical statistics, economics, financial statement analysis, enterprise financing, securities market analysis, stock investment analysis, financial derivative product analysis, alternative financial product analysis, real estate investment analysis, investment company analysis, currency or foreign exchange transaction investment analysis, fund management, fund income calculation and statistics, etc.

5. Certified Financial Risk Manager (FRM) certificate

Suitable for people: risk control personnel of financial institutions, auditors of financial institutions, asset managers, fund managers, financial traders (brokers), investment bankers, commercial banks, risk technology operators, risk consultants, corporate accounting and auditing departments, CFO, MIS and CIO. Most mainly serve large enterprises and financial workers.

6.CFP certification.

Suitable for people: banks, securities, insurance, funds, professional investment and wealth management companies and other financial practitioners; Economists, accountants and employees in various industries who are interested in financial planning and intend to become consultants in all-round financial planning. Examination content: CFP certification includes training, professional examination, professional ethics assessment and other steps. Among them, the professional examination includes six modules: introduction to financial planning, investment planning, insurance planning, tax planning, retirement planning and employee welfare, and advanced financial planning. The examination covers a wide range, involving more than 100 subjects related to financial planning, tax planning and property planning, and all of them are in English.

7. Certified Financial Planner (RFP)

Suitable for people: college degree or above or intermediate title or above; Professionals engaged in finance, insurance, securities, investment, banking, lawyers, real estate and other industries or people interested in financial planning; At least three years relevant working experience. Examination content: RFP certification examination includes five parts: financial planning, investment planning, insurance planning, international financial management and taxation, and financial planning practice, focusing on the candidates' mastery of financial planning professional knowledge and operational skills.

8. Certified Financial Advisor Certificate

Suitable for the crowd: anyone with experience in finance, insurance, securities, investment, banking and other industries can apply. Examination content: CFC certification examination includes four parts: interpretation and analysis of comprehensive financial statements, corporate financial planning, personal financial planning and investment management. Candidates who have passed the examination can apply for CFC qualification if they have relevant work experience.

9. National Financial Planner Certificate (ChFP)

Suitable for people: employees of banks, insurance companies, securities companies, funds, investment consulting companies and other financial institutions, and personnel in charge of financial management within enterprises. Examination content: theoretical knowledge, practical knowledge (professional skills) and comprehensive evaluation (case analysis).

10. Chartered wealth manager certificate

Suitable for the crowd: have working experience in finance and other related industries, and have strong English ability. Examination content: CWM certification examination is divided into two parts: case defense and closed-book examination. Case defense mainly examines candidates' ability to solve practical problems in the process of wealth management and their ability to communicate directly with customers. The closed-book exam consists of two parts: the foundation of wealth management and the practice of wealth management. There are ***25 questions, all multiple-choice questions. Bilingual in Chinese and English, used to assess candidates' mastery and calculation ability of wealth management professional knowledge.

1 1. Certified International Investment Analyst (CIIA)

Certified International Investment Analyst (CIIA) exam is an advanced international certification qualification exam tailored by the Association of Certified International Investment Analysts (ACIIA) for practitioners in the fields of finance and investment. Those who have passed the CIIA exam and have more than three years of relevant working experience in the fields of financial analysis, asset management and/or investment can be awarded the CIIA title by the International Association of Registered Investment Analysts. Since the official launch of the 2006 54 38+0 CIIA exam, more than 5,000 people around the world have taken the final exam, and more than 2,800 professionals have been awarded the title of CIIA. Driven by various regional and national/regional associations, CIIA will attract more professionals' reference and expand its international influence; A broader global CIIA alliance will also be gradually formed.

12. Sponsor's Competency Examination

Registration conditions: all securities companies and investment bank employees can participate.

Examination subjects and contents: After 2005, the examination will be conducted once a year. The examination subjects are the comprehensive examination of securities knowledge and the professional examination of investment banking. The examination time of each subject is 3 hours, the total score of each subject is 100, and the passing line is 60 points. Those who pass all the two subjects are deemed to have passed the examination. This grade is valid for one year. Three examination rooms in Beijing, Shanghai and Shenzhen. The examination takes the form of closed-book computer examination, and the questions are all objective questions.

For more information, please visit Shandong Bank Recruitment Examination Network.

If in doubt, please consult the public education enterprises in China.