According to Article 9 of the Measures for the Administration of Fund Companies? Fund managers and fund custodians should fulfill their duties and fulfill their obligations of honesty, credibility, prudence and diligence in managing and using fund property. Fund practitioners shall obtain the qualification of fund practice according to law, abide by laws and administrative regulations, and abide by professional ethics and code of conduct.
Article 11? The State Council Securities Regulatory Authority shall supervise and manage the activities of securities investment funds according to law.
Extended data
The China Securities Regulatory Commission may examine the application for establishing a fund management company in the following ways:
(a) to solicit opinions from relevant institutions and departments on the articles of association of shareholders;
(2) Examining the contents of the application materials by means of expert review and verification;
(3) Conduct on-site inspection on the preparation of the fund management company within 5 months from the date of acceptance.
Article 204? If the China Securities Regulatory Commission approves the establishment of a fund management company, the applicant shall go through the registration formalities with the administrative department for industry and commerce within 30 days from the date of receiving the approval document; With the "Business License for Enterprise as a Legal Person" issued by the administrative department for industry and commerce, you can obtain the qualification certificate of fund management from China Securities Regulatory Commission.
Sino-foreign joint venture fund management companies shall also apply for the approval certificate of foreign-invested enterprises and open foreign exchange fund accounts in accordance with the provisions of laws and administrative regulations.
A fund management company shall announce the establishment of the company in the newspapers and periodicals designated by the China Securities Regulatory Commission within 10 days from the date of completing the industrial and commercial registration procedures.
Baidu Encyclopedia-Measures for the Administration of Fund Companies