(1) Financial institutions established with the approval of relevant financial regulatory authorities, including securities companies, futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies, trust companies, finance companies, etc. ; Subsidiaries of securities companies, subsidiaries of futures companies and managers of private equity funds that have been filed or registered by trade associations.

(2) The wealth management products issued by the above-mentioned institutions to investors include, but are not limited to, asset management products of securities companies, products of fund management companies and their subsidiaries, asset management products of futures companies, bank wealth management products, insurance products, trust products and private equity funds registered by trade associations.

(3) Pension funds such as social security funds and enterprise annuities, social welfare funds such as charitable funds, qualified foreign institutional investors (QFII) and RMB qualified foreign institutional investors (RQFII).

(4) A legal person or other organization that meets the following conditions:

1. Recently 1 The net assets at the end of the period are not less than 20 million yuan;

2. The financial assets at the end of the recent 1 year are not less than100000 yuan;

3. Have more than 2 years investment experience in securities, funds, futures, gold and foreign exchange.

(five) individuals who meet the following conditions at the same time:

1. The average daily financial assets of the applicant in the first 20 trading days are not less than 5 million yuan, or the average annual personal income in the last three years is not less than 500,000 yuan;

2. Have more than 2 years investment experience in securities, funds, futures, gold and foreign exchange. Or have more than 2 years of experience in financial product design, investment, risk management and related work, or are senior managers of qualified investors as stipulated in Item (1) of this article, certified public accountants and lawyers who have obtained professional qualifications and engaged in financial-related businesses.

(6) Other investors recognized by China Securities Regulatory Commission and this Exchange.

The financial assets mentioned in the preceding paragraph refer to bank deposits, stocks, bonds, fund shares, asset management plans, bank wealth management products, trust plans, insurance products, futures and other derivative products.

Article 7 Investors other than qualified investors are public investors.