(b) fund management companies, fund custodians engaged in fund sales, research and analysis, investment management, trading, monitoring and auditing and other business professionals, including the management of the relevant business departments; Fund Sales organizations engaged in fund publicity, marketing, consulting and other business professionals, including managers of the relevant business departments;
(c) securities investment consulting organizations engaged in securities investment consulting business professionals and their managers;
(d) securities credit assessment institutions engaged in securities credit assessment business professionals and their managers;
( (E) the China Securities Regulatory Commission stipulates the need to obtain qualifications and practicing certificates of other personnel.